Head Of Control And Reconciliation For Capital Markets Operations Director Level H/F Crédit Agricole CIB

*Note - Role is Located in Metropark, NJ Office*
Summary
Head of Control and Reconciliation Operations for Capital Markets is responsible for the day to day operations of the Capital Markets Back office Control and Recon unit. Individual must have strong management experience, Series 27 License (or must obtain within 6 months) and multiple years of Capital Markets experience. This individual must have experience facing off with FINRA regulators.
Experienced senior Operation Control professional (FINRA 27 Financial and Operations Principal):
Proficient in the following: Cash/nostro reconciliation
GL reconciliations/certifications
Stock record/Depot reconciliations / Quarterly counts
Fail Control -aging/analysis
Suspense tracking
15a6 fail tracking/reconciliation and reporting
Broker Dealer statement/confirm control
Experience interfacing/point of contact with CFO office on validation on operational data impacting Federal Reserve and FINRA reporting.
Familiarity with the following:Reserve formula calculation
Net capital operational impacts
Federal Reserve schedules
Credit Agricole Securities Focus reporting
Key involvement with all major projects (from a control perspective) implementing new businesses impacting regulated entities Books and Records
Special Role Requirements
Manage staff of 4-6 including daily workflow, appraisals, employee growth and development.
FINRA Series 27 License - REQUIRED or must obtain within 6 months
5-10 years of Control and Reconciliation experience with Capital Markets Products - REQUIRED
3-7 years of Management experience - REQUIRED
Experience dealing directly with FINRA a PLUS

Salary Range: $170k-$225k
#LI-DNI