Compliance Officer - Review Team H/F Swissquote
Gland - 02 CDI- Télétravail occasionnel
- Bac +5
- Banque • Assurance • Finance
Détail du poste
As a Senior Compliance Officer, you will BE part of the Compliance Department and work within the Reviews & QC Team. The team is growing, andwe are looking for different types of seniority profiles whose main tasks will BE :
- Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB);
- Conducting enhanced due diligence analyses and declassifications;
- Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously;
- Providing support and advice to the front office and management.
Depending on the level of seniority, the following tasks may also BE required :
- Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members' assessments, and serving as a trusted role model in terms of work quality, efficiency, and professional behavior;
- Supporting the Manager in having a full overview of the workload within the team and supporting the advancement of overall projects;
- Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices;
- Serving as the key point of contact for complex cases;
- Optimization of internal processes, including the review and drafting of internal guidelines.
Le profil recherché
- Bachelor's degree, preferably in Law, Economics, International Relations, Political Science, or similar (a Certificate in Compliance Management is a very strong asset);
- 5-7 years of financial services compliance experience in Switzerland (prior experience in periodic reviews of High Risk/PEP clients specifically is a very strong asset);
- Knowledge of the Swiss legal framework;
- Excellent command of English and French (German is a strong asset);
- Analytical and methodological approach;
- Structured and professional working style;
- Interest and experience in data analysis (including Excel) and PowerPoint;
- Excellent writing and communication skills;
- Strong team player who enjoys working in a multicultural, dynamic, technological, and international environment.
- Gland - 02
- CDI
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