Chief Compliance Officer H/F Harry Hope

Your Role

- Help develop the Compliance Monitoring Plan, including leading the actions and implementation
- Conduct annual reviews and updates to the manual of policies and control its implementation
within the Company.
- Provide advice to the business on appropriateness and effectiveness of controls in place (
- Conduct due diligence on the delegates and services providers of the Company, ensuring the
ongoing monitoring of delegated functions in compliance with the CSSF Circular 22/806.
- Advise on regulatory implications for new business initiatives, ensuring that relevant compliance
considerations and resulting risks, are part of the process
- Follow up the legal and regulatory developments, informing the Senior Management on the new
requirements and reporting deadlines.
- Draft the annual reports on the Compliance and AML/CFT functions.
- Draft the annual risk assessment of the Company and its funds under portfolio management.
- BE the person of contact with the authorities, including the CSSF and FSMA.
- Participate to the preparation of legal reporting and regulatory surveys.
- Promote a positive compliance culture and awareness through the development and roll out of
appropriate and tailored training for staff